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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-23 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
103 E Main Street, Ripon, CA 95366 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flory Construction, Inc. | San Leandro | CA | 01/2012 | Present |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 09/2024 | Present |
| Way Financial | Ripon | CA | 09/2024 | Present |
CITY OF RIPON; NON-INVESTMENT RELATED; 259 N WILMA AVENUE RIPON, CA 59366, PLANNING COMMISIONER,1 HR-2HRS PER MONTH. NO HRS SPENT DURING SECURITIES TRADING HOURS. REVIEWS PROJECTS AND DEVELOPMENTS RELATING TO PLANNING OR ZONING ISSUES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-22 |
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