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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-03
TX RA APPROVED 2017-09-22
  • FL RA
    APPROVED
    Since 2017-10-03
  • TX RA
    APPROVED
    Since 2017-09-22

Branch Locations

1 Daytona Blvd Ste 270 Fl 2Nd, Daytona Beach, FL 32114 • United States

Ormond Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Ormond Beach FL 12/2001 09/2017
Wynn Financial Group Ormond Beach FL 07/2005 09/2017
Insurance Non-Variable Ormond Beach FL 01/2010 09/2017
Rtc Construction Ormond Beach FL 04/2009 09/2017
Ameriprise Financial Services Inc Daytona Beach FL 09/2017 03/2020
Ameriprise Financial Services, Llc Daytona Beach FL 03/2020 Present
  • 12/2001 → 09/2017
    Raymond James Financial Services, Inc
    Ormond Beach, FL
  • 07/2005 → 09/2017
    Wynn Financial Group
    Ormond Beach, FL
  • 01/2010 → 09/2017
    Insurance Non-Variable
    Ormond Beach, FL
  • 04/2009 → 09/2017
    Rtc Construction
    Ormond Beach, FL
  • 09/2017 → 03/2020
    Ameriprise Financial Services Inc
    Daytona Beach, FL
  • 03/2020 → Present
    Daytona Beach, FL
Other Businesses

Independent Insurance Brokering; United Health Care; 11/01/2008; . Business Ownership; Other; Other; 3308 Westmeath Drive, , Ormond Beach, FL, 32174; Not Investment-Related; 09/22/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Crist; Galin; Board of Director - President; PO Box 354488, , Palm Coast, FL, 32135; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-28
S65 Uniform Investment Adviser Law Examination 1996-02-28
  • S63 Uniform Securities Agent State Law Examination
    1996-02-28
  • S65 Uniform Investment Adviser Law Examination
    1996-02-28
Designations
  • Certified Financial Planner
Other Names
  • Galin Stark
  • Galin W Stark
  • Galin Loraine Wynn

View on SEC IAPD

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