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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-10-03 |
| TX | RA | APPROVED | 2017-09-22 |
Branch Locations
1 Daytona Blvd Ste 270 Fl 2Nd, Daytona Beach, FL 32114 • United States
Ormond Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Ormond Beach | FL | 12/2001 | 09/2017 |
| Wynn Financial Group | Ormond Beach | FL | 07/2005 | 09/2017 |
| Insurance Non-Variable | Ormond Beach | FL | 01/2010 | 09/2017 |
| Rtc Construction | Ormond Beach | FL | 04/2009 | 09/2017 |
| Ameriprise Financial Services Inc | Daytona Beach | FL | 09/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Daytona Beach | FL | 03/2020 | Present |
Independent Insurance Brokering; United Health Care; 11/01/2008; . Business Ownership; Other; Other; 3308 Westmeath Drive, , Ormond Beach, FL, 32174; Not Investment-Related; 09/22/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Crist; Galin; Board of Director - President; PO Box 354488, , Palm Coast, FL, 32135; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-28 |
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