John Wayne Bettfreund

Employer firm

B.b. Graham & Company, Inc. CRD 41533

$322M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  B.B. Graham And Co.
  Orange, CA

Previous Registrations

• 2007-10-26 → 2014-07-30
  Lpl Financial Llc
  Westlake Village, CA
• 2005-03-18 → 2007-10-01
  Dfc Investor Services
  Irvine, CA
  Irvine, CA
• 2004-07-08 → 2005-03-29
  Ifmg Securities, Inc.
  Irvine, CA

Other Names

• John Wayne Jr Bettfreund