John Wayne Bettfreund

B.B. Graham & Company, Inc.

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Current Employers

B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-08-26

CA RA
APPROVED

Since 2014-08-26

Branch Locations

1700 W. Katella Ave., Orange, CA 92867 • USA

1700 W. Katella Ave., Orange, CA 92867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B.B. Graham And Co.	Orange	CA	07/2014	Present

07/2014 → Present

B.B. Graham And Co.

Orange, CA

Previous Registrations

2007-10-26 → 2014-07-30

Lpl Financial Llc

Westlake Village, CA
2005-03-18 → 2007-10-01

Dfc Investor Services

Irvine, CA

Irvine, CA
2004-07-08 → 2005-03-29

Ifmg Securities, Inc.

Irvine, CA

Other Names

John Wayne Jr Bettfreund

View on SEC IAPD

Other Firms

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LPL FINANCIAL LLC

PFS INVESTMENTS INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

GRAHAM & CO. ADVISORY, INC.

ORANGE CAPITAL MANAGEMENT, INC.

CETERA INVESTMENT ADVISERS LLC

Other Investors

BRIAN ERIC PAYNE

ALBERT MARTINEZ

NAFENG IRENE HIOE

JEROME DAVID JOSTAK

JOHN QUANG PHAM

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA

TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA

ARIS FUND I · ORANGE, CA

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA

LPL FINANCIAL LLC · ORANGE, CA

PFS INVESTMENTS INC. · ORANGE, CA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA

GRAHAM & CO. ADVISORY, INC. · ORANGE, CA

More in Orange, CA

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