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David Scott Glenn

Lanark Financial, Inc.

Birmingham, AL

Birmingham, AL

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-01
SD RA APPROVED 2025-09-17
MS RA APPROVED 2024-04-03
GA RA APPROVED 2020-11-12
FL RA APPROVED 2016-11-14
AL RA APPROVED 2016-11-01
  • CO RA
    APPROVED
    Since 2025-10-01
  • SD RA
    APPROVED
    Since 2025-09-17
  • MS RA
    APPROVED
    Since 2024-04-03
  • GA RA
    APPROVED
    Since 2020-11-12
  • FL RA
    APPROVED
    Since 2016-11-14
  • AL RA
    APPROVED
    Since 2016-11-01

Branch Locations

1927 First Avenue North, Birmingham, AL 35203 • United States

1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities, Llc Columbus GA 06/2003 10/2016
Nbc Securities, Inc. Birmingham AL 10/2016 Present
  • 06/2003 → 10/2016
    Wachovia Securities, Llc
    Columbus, GA
  • 10/2016 → Present
    Nbc Securities, Inc.
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-20
S63 Uniform Securities Agent State Law Examination 1996-02-14
  • S66 Uniform Combined State Law Examination
    2016-10-20
  • S63 Uniform Securities Agent State Law Examination
    1996-02-14

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
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CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
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PFS INVESTMENTS INC. · HOOVER, AL

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