Nicholas John Houmis

Current Employers

Employment History

• 05/1991 → 12/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 11/1991 → 09/2018
  Summit Financial Resources, Inc.DBa Essex Wealth Management, Llc
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2002-05-15 → 2018-12-27
  Summit Equities, Inc.
  Parsippany, NJ
  Parsippany, NJ
• 2002-06-06 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Houmis Earns Both Cash And Non-Cash Compensation. (2) Summit Financial, LLC. DBA Essex Wealth Management, LLC- Investment related-. 4 CAMPUS DRIVE, PARSIPPANY, NJ 07054. RIA. IAR. STARTED SEPTEMBER 2018. 160 HRS/MO. 160 HRS DURING TRADING. PROVIDE FINANCIAL ADVICE TO CLIENTS (3) STRATEGIC WEALTH ADVISORY GROUP, Not Investment Related. 120 EAGLE ROCK AVE., SUITE 303 EAST HANOVER NJ 07936. Insurance. Broker. Start 1/2020. 1-2 hours per month during trading. Group benefits consulting and insurance brokerage services. (4) Fieldpoint Private Bank & Trust, located at 100 Field Point Road, Greenwich, CT 06830. Refers clients to the bank and receives a referral fee for bank loans, asset backed security loans, mortgages and other type of loans. No position held within the bank, this is just referral business to help Summit clients with services they provide; started February 2023. 1 hour per month, if there is a fit for a banking service for a client. 10 hours/month during securities trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-04-16

Designations

Other Names

• Nicholas John Houmis
• Nicholas J Houmis