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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
Branch Locations
9442 N Capital Of Texas Hwy Ste 800, Austin, TX 78759 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 07/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 06/2023 |
| Ameriprise Financial Services | Austin | TX | 06/2023 | 06/2023 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Austin | TX | 06/2023 | Present |
Real Estate Ownership; Multi-Family; Spyglass Hill, #100, , Angel Fire, NM, 87719; Investment-Related; 09/17/2024. Other Business Activities; dba, 5 Stone Products; Developing patents which may eventually be sold to a developer, manufacturer, broker or other entity.; 10503 Crow Wing Cv, , Austin, TX, 78730; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-30 |
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