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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2007-08-28 |
Branch Locations
275 Promenade Street Suite 300, Providence, RI 02908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Providence | RI | 09/1984 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/1985 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. CUSTOM GROUP INSURANCE, INC, 11 S ANGELL ST, PROVIDENCE, RHODE ISLAND, 02906, START DATE: 1/1/1989, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF GROUP INSURANCE SALES GROUP. Investment related. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. BOARD MEMBER, EPISCOPAL DIOCESE OF RI- DIOCESE INVESTMENT TRUST, N MAIN ST, PROVIDENCE, , RHODE ISLAND, 02906, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 3/4/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ON THE INVESTMENT COMMITTE OF RI EPISCOPAL DIOSCESE 4. BOARD MEMBER, EPISCOPAL DIOCESE OF RI- DIOCESE INVESTMENT TRUST, N MAIN ST, PROVIDENCE, , RHODE ISLAND, 02906, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 3/4/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ON THE INVESTMENT COMMITTE OF RI EPISCOPAL DIOSCESE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-19 |
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