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Rhonda L Mills

LPl Financial LLC

El Cajon, CA

San Diego, CA

La Mesa, CA

San Diego, CA

Chula Vista, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-11
  • CA RA
    APPROVED
    Since 2016-01-11

Branch Locations

312 W Main Street, El Cajon, CA 92020 • United States

286 Town Center Pkwy, San Diego, CA 92071 • United States

8555 Fletcher Pkwy Ste 101, La Mesa, CA 91942 • United States

6145 El Cajon Boulevard Ste 3D, San Diego, CA 92115 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 01/2016 Present
San Diego County Credit Union Cajon CA 01/2016 Present
  • 01/2016 → Present
    Lpl Financial Llc
    San Diego, CA
  • 01/2016 → Present
    San Diego County Credit Union
    Cajon, CA
Previous Registrations
  • 2014-09-09 → 2016-01-12
    U.S. Bancorp Advisors, Llc
    Oceanside, CA
    Carlsbad, CA
    Carlsbad, CA
    Oceanside, CA
    Oceanside, CA
  • 2011-10-27 → 2014-08-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Chula Vista, CA
  • 2010-12-01 → 2011-04-25
    Wfp Securities
    San Diego, CA
  • 2007-01-05 → 2009-01-30
    Zions Capital Advisors, Inc.
    Salt Lake City, UT
  • 2006-04-13 → 2006-12-31
    Zions Direct, Inc.
    San Marcos, CA
  • 2005-03-08 → 2006-04-04
    Wamu Investments, Inc.
    La Mesa, CA
    San Diego, CA
    San Diego, CA
Other Businesses

1. 01/19/2016 - SDCCU Investment Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-29
S63 Uniform Securities Agent State Law Examination 1986-02-06
  • S65 Uniform Investment Adviser Law Examination
    1997-09-29
  • S63 Uniform Securities Agent State Law Examination
    1986-02-06
Other Names
  • Rhonda L Mills
  • Rhonda Lee Mills
  • Rhonda Lee Milla
  • Rhonda Lee Mills
  • Rhonda L Mills
  • Rhonda Lee Mills

View on SEC IAPD

Other Firms

WEALTH ALLIANCE, LLC
VALUE TREND CAPITAL MANAGEMENT LP
BOLTON SECURITIES CORPORATION
INSIGNEO ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JASON LEE BARNEY
MATTHEW DANIEL HOWARD
PATRICK ALAN HOWARD
SAMUEL NUNEZ
JAMES MICHAEL JIAO
PATRICIA KERR UHART
Michael J Montgomery
JONATHAN LARSON VAN SICKLE

Other Offices

WEALTH ALLIANCE, LLC · El Cajon, CA
LPL FINANCIAL LLC · EL CAJON, CA
VALUE TREND CAPITAL MANAGEMENT LP · EL CAJON, CA
BOLTON SECURITIES CORPORATION · EL CAJON, CA
INSIGNEO ADVISORY SERVICES, LLC · El Cajon, CA
OSAIC WEALTH, INC. · SANTEE, CA
CETERA INVESTMENT ADVISERS LLC · EL CAJON, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTEE, CA

More in El Cajon, CA

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