Rhonda L Mills

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial Llc
  San Diego, CA
• 01/2016 → Present
  San Diego County Credit Union
  Cajon, CA

Previous Registrations

• 2014-09-09 → 2016-01-12
  U.S. Bancorp Advisors, Llc
  Oceanside, CA
  Carlsbad, CA
  Carlsbad, CA
  Oceanside, CA
  Oceanside, CA
• 2011-10-27 → 2014-08-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Chula Vista, CA
• 2010-12-01 → 2011-04-25
  Wfp Securities
  San Diego, CA
• 2007-01-05 → 2009-01-30
  Zions Capital Advisors, Inc.
  Salt Lake City, UT
• 2006-04-13 → 2006-12-31
  Zions Direct, Inc.
  San Marcos, CA
• 2005-03-08 → 2006-04-04
  Wamu Investments, Inc.
  La Mesa, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1. 01/19/2016 - SDCCU Investment Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-29
• S63 Uniform Securities Agent State Law Examination
  1986-02-06

Other Names

• Rhonda L Mills
• Rhonda Lee Mills
• Rhonda Lee Milla
• Rhonda Lee Mills
• Rhonda L Mills
• Rhonda Lee Mills