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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-30 |
| CA | RA | APPROVED | 2023-12-07 |
Branch Locations
1950 Cordell Court, Ste 101, El Cajon, CA 92020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wade, Howard & Associates, Cpas Llp | El Cajon | CA | 07/2006 | Present |
| 1St Global Capital, Corp. | El Cajon | CA | 09/2018 | 10/2019 |
| 1St Global Advisors, Inc | El Cajon | CA | 09/2018 | 10/2019 |
| Avantax Advisory Services | El Cajon | CA | 10/2019 | 12/2023 |
| Avantax Investment Services, Inc. | El Cajon | CA | 10/2019 | 12/2023 |
| Lpl Financial Llc | El Cajon | CA | 12/2023 | Present |
1) 11/2023 - Patrick Howard, CPA, Inc. / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date 07/01/2006 2) 11/2023 - HNK, CPAS LLP / Tax Prep/Accounting/CPA / Inv. Related /AUSTIN, TX / Start date 07/01/2006 -80Hrs per month -50% time spent 3) 11/2023 - HNK Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 80 Hrs per month / 25% Time Spent 4) 11/2023 - THE HOWARD FAMILY TRUST / Act in a Fiduciary Capacity / Inv. Related / Start date 01/01/2009 - 5) 11/2023 - IMPERIAL BEACH BUSINESS INCUBATOR, LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Imperial Beach, CA / Start date 11/01/2022 - 6) 11/2023 - Real Estate Rental / Owner / Inv. Related / 91942, CA / Start date 07/01/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-31 |
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