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Patrick Alan Howard

LPl Financial LLC

El Cajon, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-30
CA RA APPROVED 2023-12-07
  • TX RA
    APPROVED_RES
    Since 2025-09-30
  • CA RA
    APPROVED
    Since 2023-12-07

Branch Locations

1950 Cordell Court, Ste 101, El Cajon, CA 92020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wade, Howard & Associates, Cpas Llp El Cajon CA 07/2006 Present
1St Global Capital, Corp. El Cajon CA 09/2018 10/2019
1St Global Advisors, Inc El Cajon CA 09/2018 10/2019
Avantax Advisory Services El Cajon CA 10/2019 12/2023
Avantax Investment Services, Inc. El Cajon CA 10/2019 12/2023
Lpl Financial Llc El Cajon CA 12/2023 Present
  • 07/2006 → Present
    Wade, Howard & Associates, Cpas Llp
    El Cajon, CA
  • 09/2018 → 10/2019
    1St Global Capital, Corp.
    El Cajon, CA
  • 09/2018 → 10/2019
    1St Global Advisors, Inc
    El Cajon, CA
  • 10/2019 → 12/2023
    Avantax Advisory Services
    El Cajon, CA
  • 10/2019 → 12/2023
    Avantax Investment Services, Inc.
    El Cajon, CA
  • 12/2023 → Present
    El Cajon, CA
Previous Registrations
  • 2020-07-31 → 2023-12-16
    Avantax Advisory Services
    El Cajon, CA
Other Businesses

1) 11/2023 - Patrick Howard, CPA, Inc. / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date 07/01/2006 2) 11/2023 - HNK, CPAS LLP / Tax Prep/Accounting/CPA / Inv. Related /AUSTIN, TX / Start date 07/01/2006 -80Hrs per month -50% time spent 3) 11/2023 - HNK Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 80 Hrs per month / 25% Time Spent 4) 11/2023 - THE HOWARD FAMILY TRUST / Act in a Fiduciary Capacity / Inv. Related / Start date 01/01/2009 - 5) 11/2023 - IMPERIAL BEACH BUSINESS INCUBATOR, LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Imperial Beach, CA / Start date 11/01/2022 - 6) 11/2023 - Real Estate Rental / Owner / Inv. Related / 91942, CA / Start date 07/01/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-31
  • S66 Uniform Combined State Law Examination
    2020-07-31

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