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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2005 | 04/2019 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 04/2019 |
| Cetera Advisors Llc | Denver | CO | 04/2019 | Present |
| Hallmark Financial Llc | Tucson | AZ | 10/2010 | Present |
| Paradito Properties Llc | Tucson | AZ | 12/2006 | 12/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.NAME OF OTHER BUSINESS: HALLMARK FINANCIAL LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2010 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, PORTFOLIO MANAGEMENT, INSURANCE SALES AND SERVICE ; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2019 ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE ; 3. NAME OF OTHER BUSINESS: ORO VALLEY CHURCH OF THE NAZARENE ; INVESTMENT RELATED: NO ; ADDRESS: 500 W. CALLE CONCORDIA, ORO VALLEY, AZ 85704 ; NATURE OF BUSINESS: CHURCH ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: CHURCH MISSIONS BOARD TO HELP ORGANIZING AND FUNDING OF VARIOUS MISSION ACTIVITIES ; 4. NAME OF OTHER BUSINESS: ROCKIN' 4 HEROES; INVESTMENT RELATED: NO; ADDRESS: PO BOX 68112 TUCSON, AZ 85737; NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO PRODUCE AN ANNUAL FREE CONCERT IN A PUBLIC PARK, RAISING FUNDS FOR UNIVERSITY AND COMMUNITY COLLEGE EDUCATION BENEFITTING FIRST RESPONDERS, ACTIVE MILITARY, VETERANS AND GOLD STAR FAMILIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-30 |
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