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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21

Branch Locations

1610 E River Rd Ste 116, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 06/2005 04/2019
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 04/2019
Cetera Advisors Llc Denver CO 04/2019 Present
Hallmark Financial Llc Tucson AZ 10/2010 Present
Paradito Properties Llc Tucson AZ 12/2006 12/2019
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2005 → 04/2019
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 04/2019
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 04/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2010 → Present
    Hallmark Financial Llc
    Tucson, AZ
  • 12/2006 → 12/2019
    Paradito Properties Llc
    Tucson, AZ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2019-11-27
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Oro Valley, AZ
    Tucson, AZ
  • 2010-03-31 → 2012-07-02
    First Allied Securities, Inc.
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Oro Valley, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
  • 2004-02-20 → 2010-11-19
    Southwest Investment Advisors, Inc.
    Tucson, AZ
  • 2004-02-20 → 2005-12-31
    Southwest Investment Advisors, Inc.
    Tucson, AZ
Other Businesses

1.NAME OF OTHER BUSINESS: HALLMARK FINANCIAL LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2010 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, PORTFOLIO MANAGEMENT, INSURANCE SALES AND SERVICE ; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2019 ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE ; 3. NAME OF OTHER BUSINESS: ORO VALLEY CHURCH OF THE NAZARENE ; INVESTMENT RELATED: NO ; ADDRESS: 500 W. CALLE CONCORDIA, ORO VALLEY, AZ 85704 ; NATURE OF BUSINESS: CHURCH ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: CHURCH MISSIONS BOARD TO HELP ORGANIZING AND FUNDING OF VARIOUS MISSION ACTIVITIES ; 4. NAME OF OTHER BUSINESS: ROCKIN' 4 HEROES; INVESTMENT RELATED: NO; ADDRESS: PO BOX 68112 TUCSON, AZ 85737; NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO PRODUCE AN ANNUAL FREE CONCERT IN A PUBLIC PARK, RAISING FUNDS FOR UNIVERSITY AND COMMUNITY COLLEGE EDUCATION BENEFITTING FIRST RESPONDERS, ACTIVE MILITARY, VETERANS AND GOLD STAR FAMILIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-05
S63 Uniform Securities Agent State Law Examination 1986-01-30
  • S66 Uniform Combined State Law Examination
    2004-02-05
  • S63 Uniform Securities Agent State Law Examination
    1986-01-30
Designations
Other Names
  • Sheryl Ann Abraham
  • Sherry Abraham
  • Sheryl Hall
  • Sheryl Ann Hall
  • Sheryl Ann Hall Jensen

View on SEC IAPD

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