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David A. Niichel

Ironwood Financial, LLC

Tucson, AZ

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Current Employers
Ironwood Financial, Llc

1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-12-10
  • AZ RA
    APPROVED
    Since 2020-12-10

Branch Locations

1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tci Wealth Advisors, Inc. Tucson AZ 03/2013 11/2020
Ironwood Financial, Llc Tucson AZ 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-25
  • S65 Uniform Investment Adviser Law Examination
    2013-10-25
Designations

View on SEC IAPD

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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ
COMMONWEALTH FINANCIAL NETWORK · TUCSON, AZ

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