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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-24 |
| TX | RA | APPROVED_RES | 2019-09-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tucson | AZ | 03/2015 | 01/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2015 | 01/2017 |
| Primerica Financial Serivices | Avondale | AZ | 06/2018 | 09/2019 |
| Pfs Investments Inc | Avondale | AZ | 11/2018 | 09/2019 |
| De Billas Luxury | Oro Valley | AZ | 09/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oro Valley | CA | 09/2019 | Present |
| Bank Of America, N.A. | Oro Valley | CA | 09/2019 | Present |
I*431012 For profit or not for profit: Entity For Profit Name of outside business organization: Watch Plating Professionals LLC Investment related: N Address of business: Oro Valley, Arizona, 85737, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 7/4/2022 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Watch Plating Services LLC is a very small online business that I have had for several years where I am the sole member. The business also reported under AIM called De Billas Lux is a very small online business that sales gold plated watches which is managed by my me in after business hours or weekends.. Our CPA has recommended that we transition De Billas Lux to be under Watch Plating Professionals LLC to reduce our tax liability. The LLC has been recently updated to be set up as a S-Corp which through I will be getting a 1500 monthly payroll payment to take advantage of the SCorp designation. I*128726 For profit or not for profit: For-Profit Organization Name of outside business organization: De Billas Investment related: N Address of business: Oro Valley, Arizona 85737 Nature of business: Sole Proprietorship, Position, title, association: Family Held, Start date of relationship: 9/1/2015 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Online sales through online platforms like eBay. This business is being managed by my wife. I might help on the weekend or on my free time with the packing of items like custom watches.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-02 |
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