Susan Marie Hagerty

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Stifel Nicolaus & Co Inc
  Greenville, DE

Previous Registrations

• 2009-06-01 → 2013-10-28
  Morgan Stanley
  Greenville, DE
  Greenville, DE
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Greenville, DE
  Wilmington, DE
• 2002-10-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Wilmington, DE
  Wilmington, DE

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-09
• S63 Uniform Securities Agent State Law Examination
  2001-01-13

Designations

• Chartered Financial Consultant

Other Names

• Susan Marie Lyster
• Susan M Hagerty