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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Plantation | FL | 11/2004 | Present |
| Morgan Stanley Smith Barney | Plantation | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
WORLD MARITINE EXCHANGE-YACHT BROKER SINCE 07/2004. DEVOTE 4-5 WEEKEND HOURS, ADDRESS: 24 OTTER STREET, ALEXANDRIA BAY, NY 13607
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-08 |
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