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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
300 E State St Ste 504 Ste. 504, Redlands, CA 92373 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manufacturers Life Insurance Company | Santa Ana | CA | 11/1985 | 06/2025 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Financial West Group | Westlake Village | CA | 12/1999 | 08/2017 |
| Lpl Financial Llc | Redlands | CA | 06/2025 | Present |
1- 06/2025 - frederick m woolley - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/01/1988 - 20 hours per month/ 15 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-27 |
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