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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| TN | RA | APPROVED | 2021-10-22 |
Branch Locations
818 18Th Ave South Suite 100, Nashville, TN 37203 • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paducah | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paducah | KY | 11/2016 | 10/2021 |
| Rbc Capital Markets, Llc | Nashville | TN | 10/2021 | Present |
TRUSTEE FOR MOTHER AND FATHER, INV RELATED, GAINESVILLE, GA, START: 10/22/2014, 5 HOURS PER MONTH/3 DURING TRADING. INHERITED MINERAL ROYALTIES, INV RELATED, PALO COUNTY, TX. START: 1/1/98, 0 HOURS/MONTH. POWER OF ATTORNEY FOR MOTHER; INV RELATED; GAINESVILLE, GA; START: 2/14/17; 8 HRS/MO; 8 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-05 |
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