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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-10
  • FL RA
    APPROVED
    Since 2022-11-10

Branch Locations

8309 Gunn Highway, Tampa, FL 33626 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
International Assets Advisory, Llc Tampa FL 10/2011 Present
International Assets Investment Management, Llc Tampa FL 10/2022 Present
Previous Registrations
  • 2004-09-15 → 2010-03-25
    Gunnallen Financial, Inc
    Tampa, FL
    Tampa, FL
Other Businesses

1) ROCKPORT GLOBAL, LLC 8309 GUNN HIGHWAY TAMPA, FL 33626 - DBA FOR IAA BUSINESS - CEO/35% OWNER SINCE 10/2011, APPROX 160 HRS/MO - COMMISSIONS 2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 10/2022 - APPROX 100 HRS/MO - FEE BASED COMPENSATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-15
S63 Uniform Securities Agent State Law Examination 1986-03-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-15
  • S63 Uniform Securities Agent State Law Examination
    1986-03-10
Other Names
  • Donald James Jr Gunn
  • J. Gunn

View on SEC IAPD

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