John Pocceschi

1095 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-02-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services, Inc.	New York	NY	06/2010	03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Doylestown	PA	05/2018	12/2019
Vending Gourmet	Yardley	PA	01/2010	12/2016
Bank Of America, N.A.	Doylestown	PA	06/2018	12/2018
Oppenheimer & Co., Inc.	Doyleston	PA	12/2019	11/2020
Spring Mountain Capital, Lp	East Windsor	NJ	11/2020	02/2026
Stifel Capital Management	West Windsor	NJ	02/2026	Present

06/2010 → 03/2018

Ubs Financial Services, Inc.

New York, NY
05/2018 → 12/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Doylestown, PA
01/2010 → 12/2016

Vending Gourmet

Yardley, PA
06/2018 → 12/2018

Bank Of America, N.A.

Doylestown, PA
12/2019 → 11/2020

Oppenheimer & Co., Inc.

Doyleston, PA
11/2020 → 02/2026

Spring Mountain Capital, Lp

East Windsor, NJ
02/2026 → Present

Stifel Capital Management

West Windsor, NJ

2021-03-17 → 2026-02-13

Spring Mountain Capital, Lp

West Windsor, NJ
2019-12-16 → 2020-10-30

Oppenheimer & Co. Inc.

Warrington, PA

New York, NY
2018-06-08 → 2019-12-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Doylestown, PA
2010-06-25 → 2018-03-15

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ
2010-02-04 → 2010-04-14

Valic Financial Advisors, Inc.

Mount Laurel, NJ
2006-10-26 → 2009-10-01

Td Ameritrade, Inc.

Jersey City, NJ
2006-10-26 → 2009-10-01

Td Ameritrade Investment Management, Llc

Jersey City, NJ
2005-02-03 → 2006-07-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plainsboro, NJ

Pennington, NJ

Princeton, NJ

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-07-27
S65	Uniform Investment Adviser Law Examination	2005-02-02

Other Firms