John Pocceschi

Employer firm

Stifel Capital Management, LLC CRD 328365

$4.20B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 03/2018
  Ubs Financial Services, Inc.
  New York, NY
• 05/2018 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Doylestown, PA
• 01/2010 → 12/2016
  Vending Gourmet
  Yardley, PA
• 06/2018 → 12/2018
  Bank Of America, N.A.
  Doylestown, PA
• 12/2019 → 11/2020
  Oppenheimer & Co., Inc.
  Doyleston, PA
• 11/2020 → 02/2026
  Spring Mountain Capital, Lp
  East Windsor, NJ
• 02/2026 → Present
  Stifel Capital Management
  West Windsor, NJ

Previous Registrations

• 2021-03-17 → 2026-02-13
  Spring Mountain Capital, Lp
  West Windsor, NJ
• 2019-12-16 → 2020-10-30
  Oppenheimer & Co. Inc.
  Warrington, PA
  New York, NY
• 2018-06-08 → 2019-12-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Doylestown, PA
• 2010-06-25 → 2018-03-15
  Ubs Financial Services Inc.
  New York, NY
  Weehawken, NJ
• 2010-02-04 → 2010-04-14
  Valic Financial Advisors, Inc.
  Mount Laurel, NJ
• 2006-10-26 → 2009-10-01
  Td Ameritrade, Inc.
  Jersey City, NJ
• 2006-10-26 → 2009-10-01
  Td Ameritrade Investment Management, Llc
  Jersey City, NJ
• 2005-02-03 → 2006-07-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ
  Pennington, NJ
  Princeton, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-07-27
• S65 Uniform Investment Adviser Law Examination
  2005-02-02

Other Names

• John Pocceschi
• John Paul Pocceschi