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Michael Joseph Smith

Stifel Capital Management, LLC

Princeton Junction, NJ

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Current Employers
Stifel Capital Management, Llc

1095 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-11
TX RA APPROVED 2026-02-11
  • NJ RA
    APPROVED
    Since 2026-02-11
  • TX RA
    APPROVED
    Since 2026-02-11

Branch Locations

196 Princeton Hightstown Rd Suite 2A-1, Princeton Junction, NJ 08550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smc Fixed Income Management, Lp Princeton NJ 04/2007 02/2026
Spring Mountain Capital, Lp New York NY 03/2012 02/2026
Stifel Capital Management West Windsor NJ 02/2026 Present
  • 04/2007 → 02/2026
    Smc Fixed Income Management, Lp
    Princeton, NJ
  • 03/2012 → 02/2026
    Spring Mountain Capital, Lp
    New York, NY
  • 02/2026 → Present
    Stifel Capital Management
    West Windsor, NJ
Previous Registrations
  • 2012-04-02 → 2026-02-13
    Spring Mountain Capital, Lp
    Princeton, NJ
    West Windsor, NJ
  • 2009-02-13 → 2012-03-30
    Smc Fixed Income Management, Lp
    Princeton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-03
  • S65 Uniform Investment Adviser Law Examination
    2008-11-03

View on SEC IAPD

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Jack Peter Wildman
DAVID J SCAFA
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Other Offices

PFS INVESTMENTS INC. · WEST WINDSOR, NJ
PACKERLAND BROKERAGE SERVICES, INC. · Princeton Junction, NJ
CETERA INVESTMENT ADVISERS LLC · PRINCETON JCT, NJ
J.P. MORGAN SECURITIES LLC · WEST WINDSOR, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PRINCETON JUNCTION, NJ
EDWARD JONES · Princeton Junction, NJ
PARK AVENUE SECURITIES LLC · PRINCETON, NJ
SILVERCREST ASSET MANAGEMENT GROUP LLC · PRINCETON, NJ

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