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Christine M Mania

Ubs Financial Services Inc.

Red Bank, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-04
  • NJ RA
    APPROVED
    Since 2025-08-04

Branch Locations

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Toms River NJ 06/2009 06/2025
Ubs Financial Services Inc Red Bank NJ 07/2025 Present
Previous Registrations
  • 2009-06-01 → 2025-07-18
    Morgan Stanley
    Toms River, NJ
  • 2009-01-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    Toms River, NJ
  • 2008-04-30 → 2008-12-26
    Rbc Capital Markets, Llc
    Wall Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-28
S63 Uniform Securities Agent State Law Examination 1990-11-19
  • S66 Uniform Combined State Law Examination
    2008-04-28
  • S63 Uniform Securities Agent State Law Examination
    1990-11-19
Other Names
  • Christine Margaret Sedlak
  • Christine Sedlak
  • Christine Margaret Mania

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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