Michael James Wollbrink

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orland Park, IL
• 05/2011 → Present
  Bank Of America, N.A.
  Orland Park, IL

Previous Registrations

• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Orland Park, IL
• 2002-11-21 → 2008-10-24
  Lasalle Financial Services, Inc.
  Joliet, IL
  Orland Park, IL
  Lockport, IL
  New Lenox, IL
  Bolingbrook, IL
  Chicago, IL
  Matteson, IL
  Calumet City, IL
  Berwyn, IL
  Chicago, IL
  Cicero, IL
  Homewood, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago Ridge, IL
  Homer Glen, IL

Exams

• S66 Uniform Combined State Law Examination
  2002-11-20
• S63 Uniform Securities Agent State Law Examination
  1999-12-14

Other Names

• Mike James Wollbrink