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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-17
PA RA APPROVED 2012-11-16
  • TX RA
    APPROVED
    Since 2016-08-17
  • PA RA
    APPROVED
    Since 2012-11-16

Branch Locations

3875 Franklintowne Ct Ste 210, Murrysville, PA 15668 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employment/Musician Monroeville PA 01/1978 Present
Cambridge Investment Research, Inc Fairfield IA 11/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2012 Present
Previous Registrations
  • 2009-09-08 → 2012-11-29
    Murrysville, PA
  • 2003-04-30 → 2009-09-08
    Mutual Service Corporation
    Boston, MA
    Murrysville, PA
  • 1996-04-26 → 2003-04-29
    Ffp Advisory Services Inc
    Monroeville, PA
Other Businesses

1) DAVID O'BLOCK, 3875 FRANKLINTOWNE COURT STE 210 MURRYSVILLE PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/1990, NIR, 5 HR/YR 3 HR/TRADING 2) THE EQUITY ADVISOR GROUP INC, 3875 FRANKLINTOWNE COURT STE 210 MURRYSVILLE PA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 01/1997, NIR, PARTNER/VICE PRESIDENT, 4 HR/WK 0/TRADING HR 3) O'BLOCK & ASSOCIATES INC, 111 KAREN DRIVE IRWIN PA, BOARD MEMBER OF A NON-PUBLIC ENTITY- PRESIDENT, SHAREHOLDER OF S-CORP, 01/1997 NIR, 1 HR/WK 0/TRADING HR 4) GOF LLC, 3875 FRANKLINTOWNE COURT STE 210 MURRYSVILLE PA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 02/2006, NIR, PARTNER AND VICE PRESIDENT, 1 HR/WK 0/TRADING HR 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 30/WK 30/TRADING, 11/2012 6) MUSICIAN, 111 KAREN DRIVE IRWIN PA, 01/2003, NIR, 4 HR/MO 0/TRADING HR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-10
  • S63 Uniform Securities Agent State Law Examination
    1986-01-10
Other Names
  • Jd Steel

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