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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-02-25
  • PA RA
    APPROVED
    Since 2010-02-25

Branch Locations

4006 Old William Penn Hwy, Murrysville, PA 15668 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Murrysville PA 10/2007 03/2020
Ameriprise Financial Services, Llc Murrysville PA 03/2020 Present
Previous Registrations
  • 2007-03-22 → 2007-05-04
    Td Ameritrade, Inc.
    Pittsburgh, PA
  • 2007-03-22 → 2007-05-04
    Td Ameritrade Investment Management, Llc
    Pittsburgh, PA
Other Businesses

Outside Employment; OneWell; Support Staff - Provide care and support for intellectually disabled individuals.; Support Staff - Provide care and support for intellectually disabled individuals.; 3670 Myrtle Ave, , Pittsburgh, PA, 15234; Not Investment-Related; 05/13/2024; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Girl Scout Troop Treasurer; I plan to be the treasurer for my daughter's girl scout troop. I will be an authorized signer on the troop's checking account.; 3670 Myrtle Ave, , Pittsburgh, PA, 15235; Not Investment-Related; 03/09/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-24
S66 Uniform Combined State Law Examination 2007-03-20
S63 Uniform Securities Agent State Law Examination 2000-03-07
  • S65 Uniform Investment Adviser Law Examination
    2010-02-24
  • S66 Uniform Combined State Law Examination
    2007-03-20
  • S63 Uniform Securities Agent State Law Examination
    2000-03-07

View on SEC IAPD

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