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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-29 |
| WA | RA | APPROVED | 2026-05-29 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
10900 Ne 4Th Street Ste 2415 [Satellite], Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Bellevue | WA | 05/2026 | Present |
| Ameriprise Financial Services, Inc. | Bellevue | WA | 06/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | 05/2026 |
Real Estate Ownership; Single Family; 15702 Sneeoosh Road, La Conner,WA 98257, ,; Not Investment-Related; 07/01/2003. Business Ownership; Kenmar Construction, LLC; ; This is my husband's construction company. I am a member due to the fact Washington is a community property state. I do not earn an income from this company.; 5950 N.E. Arrowhead DriveKenmore, WA 98028, ,; Not Investment-Related; 07/04/1986; 0 hours per month; 0 during trading hours. MARGARET GOLD CODAY TRUST ; INV RELATED;SEATTLE,WA; MOTHER'S TRUST; TRUSTEE/CO-TRUSTEE; START DATE: 04/23/2024; 10 HRS PER MONTH; 0 HRS DURING TRADING; KENMAR CONSTRUCTION LLC ; INV RELATED;KENMORE,WA; LLC;50% OWNERSHIP; START DATE: 07/04/1986; 1 HRS PER MONTH; 0 HRS DURING TRADING; KICKET BAY GETAWAY, LLC; INV RELATED;LACONNER,WA; RENTAL ;50% OWNERSHIP ; START DATE: 06/09/2017; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY; INV RELATED;LACONNER,WA; FULL-TIME RENTAL UNDER KICKET BAY GETAWAY, LLC;50% OWNERSHIP; ; START DATE: 09/19/2003; 1 HRS PER MONTH; 0 HRS DURING TRADING; PERSONAL REPRESENTATIVE FOR MARGARET GOLD CODAY; INV RELATED;SEATTLE,WA; PERSONAL REPRESENTATIVE FOR MOTHER; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 04/23/2024; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-17 |
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