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James Rork Williams

Benjamin F. Edwards & Company, Inc.

Tucson, AZ

St. Louis, MO

St. Louis, MO

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-08-26
OH RA APPROVED 2026-08-10
CA RA APPROVED 2026-08-07
IL RA APPROVED 2021-01-11
KY RA APPROVED 2020-07-08
TX RA APPROVED 2020-07-08
  • MI RA
    APPROVED
    Since 2026-08-26
  • OH RA
    APPROVED
    Since 2026-08-10
  • CA RA
    APPROVED
    Since 2026-08-07
  • IL RA
    APPROVED
    Since 2021-01-11
  • KY RA
    APPROVED
    Since 2020-07-08
  • TX RA
    APPROVED
    Since 2020-07-08

Branch Locations

2480 E. River Road, Tucson, AZ 85718 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard, Wl Lyons, Llc Cincinnati OH 03/2012 07/2020
Robert W. Baird & Co. Incorporated Cincinnati OH 10/2019 07/2020
Benjamin F. Edwards & Co. Decatur IL 07/2020 Present
  • 03/2012 → 07/2020
    Jjb Hilliard, Wl Lyons, Llc
    Cincinnati, OH
  • 10/2019 → 07/2020
    Robert W. Baird & Co. Incorporated
    Cincinnati, OH
  • 07/2020 → Present
    Benjamin F. Edwards & Co.
    Decatur, IL
Previous Registrations
  • 2019-10-18 → 2020-07-31
    Robert W. Baird & Co. Incorporated
    Cincinnati - Downtown, OH
  • 2012-03-16 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
  • 2010-12-06 → 2012-03-19
    U.S. Bancorp Investments, Inc.
    Carrollton, KY
    Verona, KY
    Shelbyville, KY
    Falmouth, KY
    Walton, KY
    Morehead, KY
    Augusta, KY
    Maysville, KY
    Flemingsburg, KY
    Maysville, KY
    Morehead, KY
  • 2008-01-01 → 2010-12-06
    Wells Fargo Clearing Services, Llc
    Fort Mitchell, KY
    Cincinnati, OH
  • 2001-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Blue Ash, OH
    St. Louis, MO
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-23
  • S63 Uniform Securities Agent State Law Examination
    1986-01-23

View on SEC IAPD

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