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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| PA | RA | APPROVED | 2023-11-06 |
Branch Locations
2395 Lancaster Pike, Reading, PA 19607 • United States
Irmo, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Columbia | SC | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | 05/2018 |
| Lpl Financial Llc | Columbia | SC | 05/2018 | Present |
1) 04/30/2018 - Good Life Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2018 - 160 hr/mth 2) 04/30/2018 - Real Estate Rental - property owner - Irmo, SC - non-inv rel - start: 01/1978 3) 04/30/2018 - Good Life IA - Non-Variable Insurance, sells: Life, Health, Disability, LTC,Fixed, Medicare Supplements and Final Expense - inv rel - start: 05/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-18 |
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