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Donna Hicko

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Westlake Village, CA

Wells Fargo Clearing Services, LLC

Pacific Palisades, CA

Westlake Village, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-02
  • CA RA
    APPROVED
    Since 2026-04-02

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

3059 Townsgate Rd, Westlake Village, CA 91361 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-28
  • CA RA
    APPROVED
    Since 2020-08-28

Branch Locations

Pacific Palisades, CA • United States

3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 03/2015 11/2016
Not Working San Diego And Los Angeles Ca CA 11/2016 06/2017
Argosy Wealth Management Los Angeles CA 06/2017 08/2020
Cetera Advisor Networks Llc El Segundo CA 09/2017 06/2018
Mutual Securities, Inc. Camarillo CA 06/2018 08/2020
Sorrento Pacific Financial, Llc San Diego CA 05/2015 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 08/2020 Present
Wells Fargo Advisors Financial Network Westlake Village CA 04/2026 Present
  • 03/2015 → 11/2016
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2016 → 06/2017
    Not Working
    San Diego And Los Angeles Ca, CA
  • 06/2017 → 08/2020
    Argosy Wealth Management
    Los Angeles, CA
  • 09/2017 → 06/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2018 → 08/2020
    Mutual Securities, Inc.
    Camarillo, CA
  • 05/2015 → 11/2016
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 08/2020 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Westlake Village, CA
Previous Registrations
  • 2018-08-24 → 2021-03-12
    Argosy Wealth Management
    Los Angeles, CA
  • 2017-09-22 → 2018-07-03
    Cetera Wealth Services, Llc
    Los Angeles, CA
  • 2015-04-01 → 2016-11-08
    Cuso Financial Services, L.P.
    San Diego, CA
  • 2015-05-19 → 2016-11-08
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 2011-02-23 → 2014-11-20
    Lpl Financial Llc
    San Diego, CA
  • 2009-06-01 → 2010-04-13
    Morgan Stanley
    Los Angeles, CA
  • 2007-06-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    Los Angeles, CA
    Torrance, CA
  • 2006-03-07 → 2007-05-15
    Raymond J. Lucia Companies, Inc.
    San Diego, CA
  • 2005-03-16 → 2006-03-07
    Rjl Financial Network, L.L.C.
    San Diego, CA
  • 2004-02-27 → 2004-07-26
    Charles Schwab & Co., Inc.
    CA
  • 2003-07-03 → 2004-02-06
    Td Ameritrade, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1988-04-21
  • S66 Uniform Combined State Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1988-04-21
Other Names
  • Donna Marie Hicko

View on SEC IAPD

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