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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-25
TX RA APPROVED_RES 2014-07-16
WV RA APPROVED 2009-03-13
  • OH RA
    APPROVED
    Since 2024-06-25
  • TX RA
    APPROVED_RES
    Since 2014-07-16
  • WV RA
    APPROVED
    Since 2009-03-13

Branch Locations

704 4Th Avenue, Huntington, WV 25701-1424 • United States

Proctorville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Huntington WV 03/2009 Present
City National Bank Huntington WV 09/2019 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Huntington, WV
  • 09/2019 → Present
    City National Bank
    Huntington, WV
Previous Registrations
  • 2006-02-01 → 2009-03-13
    Ferris, Baker Watts, Llc
    Huntington, WV
    Ona, WV
Other Businesses

(1) WOODLANDS RETIREMENT COMMUNITY FOUNDATION; ADDRESS: 100 BRADLEY FOSTER DRIVE, HUNTINGTON, WV 25702; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON PROFIT RETIREMENT COMMUNITY; CAPACITY: BOARD OF DIRECTORS; START DATE: 10/17/2018; DUTIES: GENERAL BOARD OVERSIGHT OF MANAGEMENT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (2) NAME OF ENTITY: Personal Rental Property ADDRESS: Bella Terra Motorcoach Resort 101 Viabella Terra Foley, AL 36535 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental of RV lot a motorcoach resort START DATE: 01.01.24 CAPACITY: Owner - Passive DUTIES: Keep the property maintained HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Fantasy RV Tours ADDRESS: 7250 Peak Drive Suite 108 Las Vegas, NV 89128 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Professionally guided RV vacations START DATE: 01.01.24 CAPACITY: Independent Contractor/Consultant DUTIES: My wife and I will be ambassadors for Fantasy RV Tours when traveling with them HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-31
S63 Uniform Securities Agent State Law Examination 1996-06-14
  • S65 Uniform Investment Adviser Law Examination
    2006-01-31
  • S63 Uniform Securities Agent State Law Examination
    1996-06-14
Other Names
  • Andy Fischer

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