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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-25 |
| TX | RA | APPROVED_RES | 2014-07-16 |
| WV | RA | APPROVED | 2009-03-13 |
Branch Locations
704 4Th Avenue, Huntington, WV 25701-1424 • United States
Proctorville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Huntington | WV | 03/2009 | Present |
| City National Bank | Huntington | WV | 09/2019 | Present |
(1) WOODLANDS RETIREMENT COMMUNITY FOUNDATION; ADDRESS: 100 BRADLEY FOSTER DRIVE, HUNTINGTON, WV 25702; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON PROFIT RETIREMENT COMMUNITY; CAPACITY: BOARD OF DIRECTORS; START DATE: 10/17/2018; DUTIES: GENERAL BOARD OVERSIGHT OF MANAGEMENT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (2) NAME OF ENTITY: Personal Rental Property ADDRESS: Bella Terra Motorcoach Resort 101 Viabella Terra Foley, AL 36535 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental of RV lot a motorcoach resort START DATE: 01.01.24 CAPACITY: Owner - Passive DUTIES: Keep the property maintained HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Fantasy RV Tours ADDRESS: 7250 Peak Drive Suite 108 Las Vegas, NV 89128 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Professionally guided RV vacations START DATE: 01.01.24 CAPACITY: Independent Contractor/Consultant DUTIES: My wife and I will be ambassadors for Fantasy RV Tours when traveling with them HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-14 |
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