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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-01 |
Branch Locations
9986 Manchester Road Suite 201, St. Louis, MO 63122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arndt And Associates | Clayton | MO | 01/1989 | Present |
| Sagepoint Financial, Inc | Overland Park | KS | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | St. Louis | MO | 09/2023 | Present |
1. ARNDT & ASSOCIATES POSITION: Owner - NATURE: Sole Proprietorship - insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/02/1989 ADDRESS: 9986 Manchester Rd, Suite 201, St. Louis MO 63122 DESCRIPTION: Broker for Life, health and disability insurance, group benefits, fixed annuities. 2. THE RABBLE POSITION: MEMBER NATURE: INVESTMENT CLUB INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 08/19/2013 ADDRESS: 29 NANTUCKET LANE, ST. LOUIS MO 63132 DESCRIPTION: MEMBER, GO TO SOCIAL MEETINGS AND DISCUSS INVESTMENT PORTFOLIO WITH OTHER MEMBERS. 3. Joseph M. Arndt Trust Position Trustee; Nature Family Trust; Investment Related no; # of Hours 1; # of Security Hours 0; Start Date 01/01/2001; Description Administrative, screen agencies for funding. Trustees are myself and sister of family private foundation. Although I act as investment advisor through corporate RIA, my duties as trustee are to serve the purpose of the foundation which is to provide funding to worthy local organizations which promote the well being of society.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-26 |
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