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Joseph Michael Arndt

Osaic Wealth, Inc.

St. Louis, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-09-01
  • MO RA
    APPROVED
    Since 2023-09-01

Branch Locations

9986 Manchester Road Suite 201, St. Louis, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arndt And Associates Clayton MO 01/1989 Present
Sagepoint Financial, Inc Overland Park KS 01/2009 09/2023
Osaic Wealth, Inc. St. Louis MO 09/2023 Present
  • 01/1989 → Present
    Arndt And Associates
    Clayton, MO
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Overland Park, KS
  • 09/2023 → Present
    St. Louis, MO
Previous Registrations
  • 2006-09-19 → 2023-09-01
    Osaic Services, Inc.
    St. Louis, MO
    St. Louis, MO
    Chesterfield, MO
    St. Louis, MO
Other Businesses

1. ARNDT & ASSOCIATES POSITION: Owner - NATURE: Sole Proprietorship - insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/02/1989 ADDRESS: 9986 Manchester Rd, Suite 201, St. Louis MO 63122 DESCRIPTION: Broker for Life, health and disability insurance, group benefits, fixed annuities. 2. THE RABBLE POSITION: MEMBER NATURE: INVESTMENT CLUB INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 08/19/2013 ADDRESS: 29 NANTUCKET LANE, ST. LOUIS MO 63132 DESCRIPTION: MEMBER, GO TO SOCIAL MEETINGS AND DISCUSS INVESTMENT PORTFOLIO WITH OTHER MEMBERS. 3. Joseph M. Arndt Trust Position Trustee; Nature Family Trust; Investment Related no; # of Hours 1; # of Security Hours 0; Start Date 01/01/2001; Description Administrative, screen agencies for funding. Trustees are myself and sister of family private foundation. Although I act as investment advisor through corporate RIA, my duties as trustee are to serve the purpose of the foundation which is to provide funding to worthy local organizations which promote the well being of society.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 1986-06-26
  • S65 Uniform Investment Adviser Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    1986-06-26
Designations
Other Names
  • Joseph M Arnot

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