Fredrick John Pepperday

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Williamsville, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  Amherst, NY
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Amherst, NY

Previous Registrations

• 2016-01-28 → 2017-03-25
  Msi Financial Services, Inc.
  Amherst, NY
  Williamsville, NY

Other Businesses

1. Name: DBA Summit Financial Services Inv rel: Y Add: 2372 SWEET HOME ROAD SUITE 7 AMHERST, NY 14228 Nature: NonMMLIA Insurance Brokerage Position: other Start date: 11/2010 No. HR/MO: 12 No. HR/MO during sec trading: 12 Describe duties: Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care 2. Name: Frederick Pepperday Inv rel: N Add: 3906 Wildwing Dr North Tonawanda NY 14120 Nature: other Position: Notary Start date: 08/17/2017 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Notary Public 3. Name: Summit Advisory Services, LLC, Inv Rel: Y Addr: 2372 Sweet Home Rd Ste 6 & 7, Amherst NY 14228, Nature: Investment & Insurance Services, Position: Investment Advisor Representative, Partner, Start: 1/1/2024, No Hr/Mo: 160 No Hr/Mo Dur Trading: 140, Duties: Professional investment advisor/sales insurance sales. 3. Name: Summit Tax Inv rel: Y Add: 2372 Sweet Home Rd Amherst NY 14228 Nature: CPA/Tax Preperation Position: Ownership Start date: 02/15/2011 No. HR/MO: 120 No. HR/MO during sec trading: 80 Describe duties: Tax Preperation

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-10

Other Names

• Rick Pepperday