David Mital

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2017 → Present
  Dba Mital Financial Services
  Oakland, NJ

Previous Registrations

• 2002-06-24 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1) DAVID MITAL TAX PREPARATION SERVICE 310 RAMAPO VALLEY ROAD, OAKLAND, N.J. 07436 300 HRS.PER MONTH FOR 4 MONTHS. TAXES, CFP: 2) RENEWALS ON LIFE INSURANCE AND ANNUITIES: 2) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: 35 WALTON AVE PO BOX 90, OAKLAND, NJ 07436; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 08/1981; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2018; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 4) NAME OF OTHER BUSINESS: DBA MITAL FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 07/2017; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: DAVID MITAL & ASSOCIATES, LLC; INVESTMENT RELATED: NO; ADDRESS: 310 RAMAPO VALLEY ROAD OAKLAND, NJ 07436; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1;, APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  1999-11-18

Designations