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James Marshall Puckett

Pfs Investments Inc.

Oakland, NJ

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-01-22
  • NJ RA
    APPROVED
    Since 2013-01-22

Branch Locations

48 Spruce Street 2Nd Floor-A, Oakland, NJ 07436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Oakland NJ 06/1998 Present
Pfs Investments Inc. Oakland NJ 10/1998 Present
Knights Of Columbus Ridgewood NJ 07/2009 Present
Uceda Institute Passaic NJ 09/2014 Present
  • 06/1998 → Present
    Primerica Financial Services
    Oakland, NJ
  • 10/1998 → Present
    Oakland, NJ
  • 07/2009 → Present
    Knights Of Columbus
    Ridgewood, NJ
  • 09/2014 → Present
    Uceda Institute
    Passaic, NJ
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 02/2012 to Present, Self-Employed, Chemistry Tutor. Present, Substitute Licensing Coach, Primerica Inc. (PFSU). Assumption College for Sisters, Not Investment Related, Denville, NJ, Adjunct Instructor/Independent Contractor, 9 hours per month (7 hours during securities trading hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-26
S63 Uniform Securities Agent State Law Examination 1999-02-06
  • S65 Uniform Investment Adviser Law Examination
    2012-12-26
  • S63 Uniform Securities Agent State Law Examination
    1999-02-06
Other Names
  • James Marshall Puckett

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