Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-19 |
| MI | RA | APPROVED | 2019-12-04 |
| TX | RA | APPROVED | 2019-12-04 |
Branch Locations
2701 Cambridge Ct Ste 530, Auburn Hills, MI 48326 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Auburn Hills | MI | 09/1997 | 12/2019 |
| Lpl Financial, Llc | Auburn Hills | MI | 12/2019 | Present |
1) 5/2015 - DBA for LPL Business (entity for LPL business) - Herbert Financial Group LLC - Investment Related - 90% - Auburn Hills, MI 48326 2) 5/2015 - DBA for LPL Business (entity for LPL business) - HFG - Investment Related - 90% - Auburn Hills, MI 48326 3) 12/09/2024 - T.G.H. Financial - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 160 hours per month/ During trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-13 |
Reach out to this advisor