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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Shelton | CT | 10/2010 | Present |
| Pruco Securities, Llc. | Shelton | CT | 10/2010 | 11/2024 |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
1) 01/21/2025 - Prudential/Crump - Non-Variable Insurance - Outbrokerage for fixed insurance products - INV Related - At Shelton, CT - Start Date 11/18/2024 - 5hrs/mth - 5hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-07 |
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