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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-21 |
| CT | RA | APPROVED | 2020-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Fairfield | CT | 06/2011 | 10/2020 |
| Northwestern Mutual Investment Services, Llc | Fairfield | CT | 06/2011 | 10/2020 |
| Northwestern Mutual Wealth Management Company | Fairfield | CT | 01/2016 | 10/2020 |
| Mass Mutual Life Insurance Company | Shelton | CT | 10/2020 | Present |
| Mml Investors Services, Llc | Shelton | CT | 10/2020 | Present |
Name: Brian Ward Inv rel: Y Add: Residential Address Nature: Non-MMLIA insurance Position: Financial representative Start date: 10/16/2020 No. HR/MO: 8 No. HR/MO during sec trading: 2 Describe duties: Life, Disability, Long-term care, Fixed Annuities, and Health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-17 |
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