Brian Michael Ward

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 10/2020
  Northwestern Mutual Life Insurance Company
  Fairfield, CT
• 06/2011 → 10/2020
  Northwestern Mutual Investment Services, Llc
  Fairfield, CT
• 01/2016 → 10/2020
  Northwestern Mutual Wealth Management Company
  Fairfield, CT
• 10/2020 → Present
  Mass Mutual Life Insurance Company
  Shelton, CT
• 10/2020 → Present
  Mml Investors Services, Llc
  Shelton, CT

Previous Registrations

• 2011-06-20 → 2020-11-04
  Northwestern Mutual Investment Services, Llc
  Stamford, CT
  Fairfield, CT
• 2010-11-30 → 2011-06-02
  Msi Financial Services, Inc.
  Glastonbury, CT

Other Businesses

Name: Brian Ward Inv rel: Y Add: Residential Address Nature: Non-MMLIA insurance Position: Financial representative Start date: 10/16/2020 No. HR/MO: 8 No. HR/MO during sec trading: 2 Describe duties: Life, Disability, Long-term care, Fixed Annuities, and Health.

Exams

• S66 Uniform Combined State Law Examination
  2010-11-17