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2033 Sixth Ave., Ste. 815, Seattle, WA 98121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-04-30 |
| NM | RA | APPROVED | 2025-03-30 |
| CA | RA | APPROVED | 2025-01-09 |
| WA | RA | APPROVED | 2015-09-09 |
Branch Locations
2033 Sixth Ave., Ste. 815, Seattle, WA 98121 • United States
700 Colonial Rd., Ste. 130, Memphis, TN 38117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-09 |
Branch Locations
700 Colonial Rd., Ste. 130, Memphis, TN 38117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnw Asset Management | Seattle | WA | 09/2015 | Present |
| Fsg Wealth Advisors, Llc | Memphis | TN | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-05-31 |
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