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Stephen Miller Parkin

Ameriprise Financial Services, LLC

Saint Augustine, FL

St Augustine, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-14
FL RA APPROVED 1987-04-03
  • TX RA
    APPROVED_RES
    Since 2020-11-14
  • FL RA
    APPROVED
    Since 1987-04-03

Branch Locations

24 Cathedral Pl Ste 206, Saint Augustine, FL 32084 • United States

St Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Augustine FL 09/2005 03/2020
Ameriprise Financial Services, Llc Saint Augustine FL 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-05-26
  • S63 Uniform Securities Agent State Law Examination
    2009-05-26

View on SEC IAPD

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Other Offices

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