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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-13 |
| AL | RA | APPROVED | 2020-03-26 |
Branch Locations
2201 Providence Park Suite 200, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 06/2006 | 02/2020 |
| Horizons Financial Group, Inc. | Birmingham | AL | 06/2006 | 03/2020 |
| Nix-Mashburn, Llc | Birmingham | AL | 06/2006 | 02/2020 |
| Lpl Financial Llc | Birmingham | AL | 03/2020 | Present |
1) 3/24/20-Horizons Financial Group, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Birmingham, AL- 100% 2) 3/24/20- Horizons Financial Insurance Group, LLC- Insurance Agency-CEO/Agent- Inv. Related -Birmingham, AL- start date 4/27/2001-16hrs/mth - 10% 3) 3/24/20- Non-Variable Insurance- Agent- Inv. Related- Birmingham, AL- start date 3/24/20- 16hrs/mth- 10% 4) 10/23/2023 - Horizons Financial Insurance Group, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 09/15/2021 - 1 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-11 |
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