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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-01 |
Branch Locations
901 S. Mopac Expressway Bldg 1, Suite 300, Austin, TX 78746 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrated Wealth Strategies, Llc | Austin | TX | 09/2013 | 11/2021 |
| Lion Street Financial | Austin | TX | 06/2019 | 08/2021 |
| Rfg Advisory, Llc Dba Ariv Wealth | Austin | TX | 11/2021 | Present |
(1) ARIV WEALTH; INVESTMENT-RELATED; 9442 N CAPITAL OF TEXAS HWY, SUITE 500, AUSTIN, TX 78759; 100% OWNER; START 10/15/2021; 160 HOURS/MONTH DURING SECURITIES TRADING HOURS. (2) CRUMP INSURANCE; INVESTMENT-RELATED; 4135 NORTH FRONT STREET, HARRISBURG, PA 17110; LIFE/HEALTH/P&C/ANNUITY INSURANCE; INSURANCE AGENT; START 10/15/2021; 80 HOURS/MONTH DURING SECURITIES TRADING HOURS. (3) LYNNE WIGGINS LEGAL SERVICES; NON INVESTMENT-RELATED; 9442 N CAPITAL OF TEXAS HWY, SUITE 500, AUSTIN, TX 78759; LEGAL SERVICES; ATTORNEY; START JUNE 1993; 7 HOURS/MONTH; ZERO HOURS DURING SECURITIES TRADING HOURS. (4) EQUINE INSURANCE; NON INVESTMENT-RELATED; 9442 N CAPITAL OF TEXAS HWY, SUITE 500, AUSTIN, TX 78759; HORSE INSURANCE; AGENT; START APRIL 1990; 5 HOURS/MONTH; ZERO HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-30 |
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