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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-11-05
TX RA APPROVED 2019-11-01
  • AZ RA
    APPROVED
    Since 2019-11-05
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/1999 Present
Hey Bartender Phoenix AZ 10/2009 12/2016
  • 04/1999 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2009 → 12/2016
    Hey Bartender
    Phoenix, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-01
S63 Uniform Securities Agent State Law Examination 2000-03-28
  • S66 Uniform Combined State Law Examination
    2019-10-01
  • S63 Uniform Securities Agent State Law Examination
    2000-03-28

View on SEC IAPD

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