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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | REQUAL | 2025-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 09/1997 | Present |
| Stifel Financial Corp | St. Louis | MO | 01/2012 | Present |
| Century Securities Associates / Stifel Independent Advisors, Llc | St. Louis | MO | 01/1998 | Present |
1. Non Profit Fundraising of the US Ski and Snowboarding Team; Board of Trustees Member; No Compensation. 2. St Louis Chamber & Growth Association; Board Member of Community Development Association; No Compensation; Attend Board Meetings. 3. St Louis Chapter of World President's Organization; Member; 01/02/2012; 5 Hours per Year; Not During Securities Trading Hours. 4. Wimbledon Properties, LLC; 16 Huntleigh Woods, Huntleigh, MO 63131; Real Estate; Member; Co-Owner LLC; 06/24/2015; 0 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 5. Kruszewski Investments LLC (various); 501 North Broadway, St Louis, MO 63102; Holds Investments; LLC Member; Full Ownership; 12/11/2012; 1 Hours per Month; Not During Securities Trading Hours; Investment-Related. 6. American Securities Association (ASA); 1455 Pennsylvania, Avenue, NW, Suite 400, Washington DC 20004; America's voice for main street's investor; Chairman; Collaborate with other CEOs and top ranking people regarding issues that affect our business; 05/01/2018; 1 Hour per Week; During Securities Trading Hours; Investment-Related. 7. Securities Industry and Financial Markets Association (SIFMA); 1099 New York Avenue, 6th Floor, Washington DC 20001; Industry trade group representing securities, firms, banks, and asset management companies; Board Member and Executive Committee; Collaborate with other CEOs and top ranking people; 10/01/2008; 1 Hour per Day; During Securities Trading Hours; Investment-Related. 8. Broadway Boat Company, LLC; 501 North Broadway, St Louis, MO 63102; LLC to house yacht; Owner; 05/01/2018; 1 Hour per Week; During Securities Trading Hours; Not Investment-Related. 9. Greater St. Louis Inc.; One Metropolitan Square, Suite 1300, St Louis, MO 63102; Brings together business & civic leaders to create jobs, expand economic growth, and improve St. Louis' global competitiveness; Chair's Council; Collaborate with other St Louis business leaders regarding issues that affect our business; 11/01/2020; 1 Hour per Month; During Securities Trading Hours; Investment-Related. 10. Kutcher Clinic (The Sports Neurology Clinic, Inc); 8275 Grand River Avenue, Suite 210, Brighton, MI 46213; Monitor brain health and manage neurological injuries/diseases of athletes; Series A Board of Directors; Member of the Board; 01/01/2020; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related. 11. Saint Louis University; 1 North Grand, St Louis, MO 63103; University; Board of Trustees; Collaborate with other business leaders regarding issues with the school; 01/01/2017; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related. 12. Future Fuel Corp.; 8235 Forsyth Blvd, Clayton, MO 63105; Chemicals and biofuel; Board member; 07/11/2022; 10 Hours per Year; During Securities Trading Hours; Not Investment-Related. 13. Horatio Alger Association; 99 Canal Center Plaza, #320 Alexandria, VA 22314; 501(c)(3) nonprofit educational organization; Board of Director; Attend Board meetings; 01/01/2024; 10 hr/year; During Securities Trading Hours; Not Investment-Related. 14. Lee Enterprises; 4600 E. 53rd Street Davenport, IA 52807; Leading provider of high quality, trusted, local news and information; Board of Director; Oversee strategic direction, financial performance, and governance.; 04/06/2026; 32 hr/year; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-16 |
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