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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA REQUAL 2025-12-23
  • MO RA
    REQUAL
    Since 2025-12-23

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 09/1997 Present
Stifel Financial Corp St. Louis MO 01/2012 Present
Century Securities Associates / Stifel Independent Advisors, Llc St. Louis MO 01/1998 Present
  • 09/1997 → Present
    St. Louis, MO
  • 01/2012 → Present
    Stifel Financial Corp
    St. Louis, MO
  • 01/1998 → Present
    Century Securities Associates / Stifel Independent Advisors, Llc
    St. Louis, MO
Other Businesses

1. Non Profit Fundraising of the US Ski and Snowboarding Team; Board of Trustees Member; No Compensation. 2. St Louis Chamber & Growth Association; Board Member of Community Development Association; No Compensation; Attend Board Meetings. 3. St Louis Chapter of World President's Organization; Member; 01/02/2012; 5 Hours per Year; Not During Securities Trading Hours. 4. Wimbledon Properties, LLC; 16 Huntleigh Woods, Huntleigh, MO 63131; Real Estate; Member; Co-Owner LLC; 06/24/2015; 0 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 5. Kruszewski Investments LLC (various); 501 North Broadway, St Louis, MO 63102; Holds Investments; LLC Member; Full Ownership; 12/11/2012; 1 Hours per Month; Not During Securities Trading Hours; Investment-Related. 6. American Securities Association (ASA); 1455 Pennsylvania, Avenue, NW, Suite 400, Washington DC 20004; America's voice for main street's investor; Chairman; Collaborate with other CEOs and top ranking people regarding issues that affect our business; 05/01/2018; 1 Hour per Week; During Securities Trading Hours; Investment-Related. 7. Securities Industry and Financial Markets Association (SIFMA); 1099 New York Avenue, 6th Floor, Washington DC 20001; Industry trade group representing securities, firms, banks, and asset management companies; Board Member and Executive Committee; Collaborate with other CEOs and top ranking people; 10/01/2008; 1 Hour per Day; During Securities Trading Hours; Investment-Related. 8. Broadway Boat Company, LLC; 501 North Broadway, St Louis, MO 63102; LLC to house yacht; Owner; 05/01/2018; 1 Hour per Week; During Securities Trading Hours; Not Investment-Related. 9. Greater St. Louis Inc.; One Metropolitan Square, Suite 1300, St Louis, MO 63102; Brings together business & civic leaders to create jobs, expand economic growth, and improve St. Louis' global competitiveness; Chair's Council; Collaborate with other St Louis business leaders regarding issues that affect our business; 11/01/2020; 1 Hour per Month; During Securities Trading Hours; Investment-Related. 10. Kutcher Clinic (The Sports Neurology Clinic, Inc); 8275 Grand River Avenue, Suite 210, Brighton, MI 46213; Monitor brain health and manage neurological injuries/diseases of athletes; Series A Board of Directors; Member of the Board; 01/01/2020; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related. 11. Saint Louis University; 1 North Grand, St Louis, MO 63103; University; Board of Trustees; Collaborate with other business leaders regarding issues with the school; 01/01/2017; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related. 12. Future Fuel Corp.; 8235 Forsyth Blvd, Clayton, MO 63105; Chemicals and biofuel; Board member; 07/11/2022; 10 Hours per Year; During Securities Trading Hours; Not Investment-Related. 13. Horatio Alger Association; 99 Canal Center Plaza, #320 Alexandria, VA 22314; 501(c)(3) nonprofit educational organization; Board of Director; Attend Board meetings; 01/01/2024; 10 hr/year; During Securities Trading Hours; Not Investment-Related. 14. Lee Enterprises; 4600 E. 53rd Street Davenport, IA 52807; Leading provider of high quality, trusted, local news and information; Board of Director; Oversee strategic direction, financial performance, and governance.; 04/06/2026; 32 hr/year; During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-16
  • S63 Uniform Securities Agent State Law Examination
    1991-05-16

View on SEC IAPD

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