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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED_RES | 2009-12-14 |
| MO | RA | APPROVED | 2009-05-08 |
Branch Locations
4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States
Kansas City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Kansas City | MO | 05/2009 | Present |
1)ONANOLE SOUTH INC, NOT INVESTMENT RELATED, KANSAS CITY MO, HUNTING CLUB, MEMBER, BEGAN 10/1988, NO TIME SPENT, SIGNER ON ACCOUNT USED TO PAY CLUB BILLS. ONANOLE WEST INC, NOT INVESTMENT RELATED, KANSAS CITY MO, HUNTING CLUB, PRESIDENT, BEGAN FOLLOWING APPROVAL, 30 MIN/MONTH, NOT DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-30 |
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