Anthony Scott Carini

Current Employers

Employment History

• 07/2012 → 01/2018
  Sii Investments
  Brookfield, WI
• 01/2018 → 01/2024
  Woodbury Financial Services Inc
  Waukesha, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Pewaukee, WI

Previous Registrations

• 2018-01-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Waukesha, WI
  Naples, FL
  Pewaukee, WI
• 2014-05-14 → 2018-01-02
  Sii Investments, Inc.
  Brookfield, WI
  Appleton, WI
  Brookfield, WI
  Waukesha, WI

Other Businesses

1. DIVERSIFIED WEALTH STRATEGIES, LLC POSITION: President/Founder NATURE: UL, Term Life products, through Producer Resources Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2017 ADDRESS: 325 Forest Grove Rd., Ste 201, PEWAUKEE WI 53072, United States DESCRIPTION: UL, Term Life products, through Producer Resources, Inc 2. FOUNDATION FOR FINANCIAL EDUCATION INC. POSITION: presenter NATURE: Delivering financial education seminars to the public as a not for profit service to the public, held at neutral locations throughout the area such as public libraries, technical colleges, etc. only for the purpose of providing financial education. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2023 ADDRESS: 325 Forest Grove Dr., Suite 201, Pewaukee WI 53072, United States DESCRIPTION: Delivering financial education seminars to the public as a not for profit service to the public, held at neutral locations throughout the area such as public libraries, technical colleges, etc. only for the purpose of providing financial education.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-12
• S63 Uniform Securities Agent State Law Examination
  1986-08-13

Other Names

• Tony Carini
• Anthony Carini