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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-03 |
| PA | RA | APPROVED | 2022-08-17 |
| NE | RA | APPROVED | 2022-01-26 |
| GA | RA | APPROVED | 2022-01-21 |
| CO | RA | APPROVED | 2022-01-20 |
| IN | RA | APPROVED | 2022-01-20 |
| KS | RA | APPROVED | 2022-01-20 |
| MD | RA | APPROVED | 2022-01-20 |
| TX | RA | APPROVED | 2022-01-20 |
| WA | RA | APPROVED | 2022-01-20 |
| CA | RA | APPROVED | 2022-01-07 |
| IA | RA | APPROVED | 2022-01-07 |
| VA | RA | APPROVED | 2022-01-07 |
| IL | RA | APPROVED | 2019-12-13 |
| MI | RA | APPROVED | 2019-06-11 |
| FL | RA | APPROVED | 2018-12-07 |
| MN | RA | APPROVED | 2013-11-06 |
| WI | RA | APPROVED | 2006-04-04 |
Branch Locations
1166 Quail Ct. Suite 100, Pewaukee, WI 53072 • United States
8010 Excelsior Drive Suite 200, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Pewaukee | WI | 11/2007 | Present |
| Park Avenue Securities Llc | Pewaukee | WI | 11/2007 | Present |
1. Third Coast Advisors, Inc. Officer/Owner Company's primary purpose is to hold a General Agency contract with Guardian Start: 01/01/2018 Address: 1166 Quail Court, Suite 100 Pewaukee, WI 53072 Hrs per month - tot/bus: 200/130 Investment related >10% annual compensation 2. Non-Guardian/IUS insurance related sales Occasional sales of insurance products made available through outside brokerage organizations. Start: 08/01/2019 Address: 1166 Quail Court, Suite 100 Pewaukee, WI 53072 2 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-31 |
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