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Matthew Winters

Wells Fargo Advisors Financial Network, LLC

Pewaukee, WI

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
WI RA APPROVED 2022-01-24
  • TX RA
    APPROVED
    Since 2022-01-28
  • WI RA
    APPROVED
    Since 2022-01-24

Branch Locations

1166 Quail Court Ste 310 3Rd Fl, Pewaukee, WI 53072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Pewaukee WI 09/2021 Present
Potawatomi Area Council Boy Scouts Of America Waukesha WI 08/2010 09/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-22
S63 Uniform Securities Agent State Law Examination 2007-08-15
  • S66 Uniform Combined State Law Examination
    2022-01-22
  • S63 Uniform Securities Agent State Law Examination
    2007-08-15
Other Names
  • Matthew Winters
  • Matthew John Winters

View on SEC IAPD

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Other Investors

GREGORY NEBEL
DREW ALAN HEBBE
MARK ANDREW SMITH
KIERAN MICHAEL BIENEMAN
Susan Jakoblich
James Thomas Fitzgerald
JOHN MICHAEL FITZGERALD
Benjamin L'Empereur

Other Offices

PARK AVENUE SECURITIES LLC · PEWAUKEE, WI
LASALLE INVESTMENT ADVISORS, INC. · PEWAUKEE, WI
MADISON PARTNERS · Pewaukee, WI
THRIVENT INVESTMENT MANAGEMENT INC. · PEWAUKEE, WI
OSAIC WEALTH, INC. · PEWAUKEE, WI
EDWARD JONES · PEWAUKEE, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Pewaukee, WI
J.P. MORGAN SECURITIES LLC · PEWAUKEE, WI

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