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Current Employers
Colliers Securities Llc

90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-15
ND RA APPROVED 2010-12-13
  • TX RA
    APPROVED_RES
    Since 2020-09-15
  • ND RA
    APPROVED
    Since 2010-12-13

Branch Locations

3170 43Rd Street S, Suite 105, Fargo, ND 58104-8908 • United States

910 Lincoln Avenue, Suite 108, Detroit Lakes, MN 56501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Colliers Securities Llc Fargo ND 12/2010 Present
Previous Registrations
  • 2005-05-23 → 2010-12-09
    Cetera Investment Services Llc
    Fargo, ND
    Fargo, ND
    Fargo, ND
  • 2001-03-27 → 2005-03-07
    Wells Fargo Investments, Llc
    Fargo, ND
Other Businesses

(1) K & P JOHNSON FAMILY LLP; INVESTMENT RELATED; FARGO, MN; FARMLAND MANAGEMENT (FAMILY FARM); OWNER AND MANAGING PARTNER; JANUARY 2013; 5 TO 10 HOURS PER MONTH, NONE DURING NORMAL BUSINESS HOURS; MANAGE RENTAL AGREEMENTS, GENERAL BOOK KEEPING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-28
S63 Uniform Securities Agent State Law Examination 1986-01-03
  • S65 Uniform Investment Adviser Law Examination
    1999-10-28
  • S63 Uniform Securities Agent State Law Examination
    1986-01-03

View on SEC IAPD

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