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Robert Bolber

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1986-04-02
  • FL RA
    APPROVED
    Since 1986-04-02

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft. Lauderdale FL 02/1986 Present
Bank Of America,Na Great Fort Lauderdale FL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-24
S63 Uniform Securities Agent State Law Examination 1986-05-19
  • S65 Uniform Investment Adviser Law Examination
    1996-05-24
  • S63 Uniform Securities Agent State Law Examination
    1986-05-19
Other Names
  • Bob Bolber
  • Bob Bolber
  • Robert David Bolber

View on SEC IAPD

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