Joseph Alfred Ferron

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Ferron Financial, Llc
  Glastonbury, CT
• 05/2008 → 01/2017
  First Allied Securities, Inc.
  Glastonbury, CT
• 05/2008 → 01/2017
  First Allied Advisory Services, Inc
  Glastonbury, CT
• 01/2017 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 01/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2007-01-03 → 2017-03-09
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Glastonbury, CT
  Glastonbury, CT
• 1995-08-14 → 2007-01-03
  Ffp Advisory Services Inc
  Glastonbury, CT

Other Businesses

1.)JOSEPH FERRON III; INSURANCE; START DATE:2/7/2008. 2.)FERRON FINANCIAL LLC; DBA; START DATE:2/7/2008.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-24
• S63 Uniform Securities Agent State Law Examination
  1986-12-01