Brian Patrick Walsh

Employer firm

The Ascent Group, LLC CRD 314424

$4.76B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1985 → Present
  Walsh & Nicholson Agency Dba Walsh & Nicholson Financial Group
  Wayne, PA
• 06/2006 → 01/2023
  Ameritas Investment Corp.
  Lincoln, NE
• 06/2006 → Present
  Ameritas Life Insurance
  Lincoln, NE
• 03/2010 → Present
  Ameritas Life Insurance Corp. Of New York
  New York, NY
• 05/2021 → Present
  The Ascent Group, Llc
  Virginia Beach, VA
• 02/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Wayne, PA

Previous Registrations

• 2006-06-30 → 2021-11-05
  Ameritas Investment Company, Llc
  Bala Cynwyd, PA
  Philadelphia, PA
  King Of Prussia, PA
  Worcester, PA
  Wayne, PA
  Cincinnati, OH
  Lincoln, NE
  Freeport, NY
  Hilton Head, SC
• 2003-03-13 → 2006-06-30
  Carillon Investments, Inc.
  Wayne, PA
  Wayne, PA

Other Businesses

1) THE ASCENT GROUP POSITION: IAR NATURE: Investment Advisory Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/15/2021 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: Advise clients on investment solutions 2) BRIAN P WALSH POSITION: Sole Prop NATURE: Public Motivational Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2019 ADDRESS: 28 China Cockle Lane, Hilton Head Island SC 29926 DESCRIPTION: Motivational speaking 3) Clover 4 Inc -not investment related; 2028 E Old Lincoln Highway, Langhorne, PA 19047; llc bar/restaurant; 1/4 owner; 2/15/2020; 10 hrs/month; 2 hrs during trading; bar and restaurant, financial ownership, no day-to-day activities 4) Insurance -investment related; 119 W Wayne Ave, Wayne, PA 19087; fixed and variable life, annuity disability income insurance; broker; 7/15/1997; 20 hrs/month; 20 hrs during trading; place fixed insurance with various carriers 5) Million Dollar Round Table Foundation -not investment related; 325 West Touhy Ave, Park Ridge, IL 60068; 503c; immediate past president; 9/1/2022; 10 hrs/month; 5 hrs during trading; serve on the board of trustees and am an officer with the title immediate past president 6) Walnic Properties -investment related; 119 W Wayne Ave, Wayne, PA 19087; llc; 50% member; 7/15/2022; 5 hrs/month; 2 hrs during trading; Walnic Properties owns the building we lease for Walsh & Nicholson Financial Group 7) Walsh & Nicholson, Inc -investment related; 119 W Wayne Ave, Wayne, PA 19087; sale of fixed insurance product; co-owner; 4/25/1991; 20 hrs/month; 10 hrs during trading; procurring fixed insurance product for clients 8) WALNIC PROPERTIES POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/15/2002 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: 50% owner of our office building. 9) BRIAN P WALSH POSITION: Sole Prop NATURE: Public Motivational Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2019 ADDRESS: 28 China Cockle Lane, Hilton Head Island SC 29926 DESCRIPTION: Motivational speaking 10) BRIAN P WALSH POSITION: Self NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/15/1985 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: Insurance Planning 11) BRIAN & MARY ANN C WALSH POSITION: Joint Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/04/2021 ADDRESS: 830 St Charles Place, Ocean City NJ 08226 DESCRIPTION: Rental property that my wife and I own 12) LOWER MERION TOWNSHIP FIREMANS RELIEF ASSOC POSITION: Trustee NATURE: Trustee with two others oveseeing investment accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: One of three trustees overseeing investment account 13) CLOVER 4 LLC POSITION: 1/4 owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/24/2020 ADDRESS: 2028 E Old Lincoln Highway, Langhorne PA 19047, United States DESCRIPTION: Bar Restaraunt no day to day activities

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-03
• S63 Uniform Securities Agent State Law Examination
  1985-11-02

Designations

• Chartered Financial Consultant