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Christopher Louis Tassone

Principal Securities, Inc.

Hilton Head, SC

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
SC RA APPROVED 2018-01-09
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • SC RA
    APPROVED
    Since 2018-01-09

Branch Locations

200 Main St Ste 101H, Hilton Head, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2007 01/2018
Principal Life Insurance Company Hilton Head SC 01/2018 Present
Principal Securities Inc Hilton Head SC 01/2018 Present
Physician's Choice Financial Hilton Head SC 01/2018 Present
Wealthgate Financial Hilton Head SC 02/2022 Present
  • 08/2007 → 01/2018
    Axa Advisors, Llc
    New York, NY
  • 01/2018 → Present
    Principal Life Insurance Company
    Hilton Head, SC
  • 01/2018 → Present
    Hilton Head, SC
  • 01/2018 → Present
    Physician's Choice Financial
    Hilton Head, SC
  • 02/2022 → Present
    Wealthgate Financial
    Hilton Head, SC
Previous Registrations
  • 2008-02-11 → 2018-01-04
    Hilton Head Island, SC
    Hilton Head, SC
    Hilton Head Island, SC
    Hilton Head, SC
Other Businesses

**Fixed Insurance; Investment Related; 200 Main Street, #101-H, Hilton Head, SC 29926; Agent; Life, Annuities, LTC, DI, Health, Medicare Supplemental, Group, Accident; Start Date: 01/12/2018; 30 hrs per month; 30 during trading hours. **Italian American Club of Hilton Head; Not Investment Related; 200 Main Street, #101-H, Hilton Head, SC 29926; Board Member; Voting Board Member, votes on different events; Start Date: 01/18/2018; 4 hrs per month; 0 during trading hours. **Hilton Head Wine & Food Festival; Not Investment Related; 19 Executive Park Rd, Hilton Head, SC 29928; Board Member; Event setup; Start Date: 02/01/2018; 1 hrs per month; 0 during trading hours. **Fixed Insurance; Investment Related; Hilton Head, SC; Agent; Accident, Hospital, Terminal Illness, Vision, Dental, Health, Life, DI, Cancer and specific disease; Start Date: 05/20/2019; 6 hrs per month; 6 during trading hours. **Physicians Choice Financial LLC; Not Investment Related; Hilton Head, SC; Owner; LLC established for business and tax purposes; Start Date: 01/01/2012; na hrs per month; na during trading hours. **HILTON HEAD AREA COUNCIL OF ESTATE AND FINANCIAL ADVISORS POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 200 Main Street, Hilton Head Island SC 29926, United States DESCRIPTION: Responsible for bi-monthly meetings/agendas, promote education and professionalism of council. **CHRISTOPHER TASSONE POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2026 ADDRESS: 200 Main Street, Ste 101H, Hilton Head SC 29926, United States DESCRIPTION: Notary Public. Notarize document for clients such as their Principal ARAG documents. Verify signatures.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-07
  • S66 Uniform Combined State Law Examination
    2008-01-07
Designations
Other Names
  • Christopher L. Tassone

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