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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| SC | RA | APPROVED | 2018-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2007 | 01/2018 |
| Principal Life Insurance Company | Hilton Head | SC | 01/2018 | Present |
| Principal Securities Inc | Hilton Head | SC | 01/2018 | Present |
| Physician's Choice Financial | Hilton Head | SC | 01/2018 | Present |
| Wealthgate Financial | Hilton Head | SC | 02/2022 | Present |
**Fixed Insurance; Investment Related; 200 Main Street, #101-H, Hilton Head, SC 29926; Agent; Life, Annuities, LTC, DI, Health, Medicare Supplemental, Group, Accident; Start Date: 01/12/2018; 30 hrs per month; 30 during trading hours. **Italian American Club of Hilton Head; Not Investment Related; 200 Main Street, #101-H, Hilton Head, SC 29926; Board Member; Voting Board Member, votes on different events; Start Date: 01/18/2018; 4 hrs per month; 0 during trading hours. **Hilton Head Wine & Food Festival; Not Investment Related; 19 Executive Park Rd, Hilton Head, SC 29928; Board Member; Event setup; Start Date: 02/01/2018; 1 hrs per month; 0 during trading hours. **Fixed Insurance; Investment Related; Hilton Head, SC; Agent; Accident, Hospital, Terminal Illness, Vision, Dental, Health, Life, DI, Cancer and specific disease; Start Date: 05/20/2019; 6 hrs per month; 6 during trading hours. **Physicians Choice Financial LLC; Not Investment Related; Hilton Head, SC; Owner; LLC established for business and tax purposes; Start Date: 01/01/2012; na hrs per month; na during trading hours. **HILTON HEAD AREA COUNCIL OF ESTATE AND FINANCIAL ADVISORS POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 200 Main Street, Hilton Head Island SC 29926, United States DESCRIPTION: Responsible for bi-monthly meetings/agendas, promote education and professionalism of council. **CHRISTOPHER TASSONE POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2026 ADDRESS: 200 Main Street, Ste 101H, Hilton Head SC 29926, United States DESCRIPTION: Notary Public. Notarize document for clients such as their Principal ARAG documents. Verify signatures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-07 |
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