Christopher Louis Tassone

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 01/2018
  Axa Advisors, Llc
  New York, NY
• 01/2018 → Present
  Principal Life Insurance Company
  Hilton Head, SC
• 01/2018 → Present
  Principal Securities Inc
  Hilton Head, SC
• 01/2018 → Present
  Physician's Choice Financial
  Hilton Head, SC
• 02/2022 → Present
  Wealthgate Financial
  Hilton Head, SC

Previous Registrations

• 2008-02-11 → 2018-01-04
  Equitable Advisors, Llc
  Hilton Head Island, SC
  Hilton Head, SC
  Hilton Head Island, SC
  Hilton Head, SC

Other Businesses

**Fixed Insurance; Investment Related; 200 Main Street, #101-H, Hilton Head, SC 29926; Agent; Life, Annuities, LTC, DI, Health, Medicare Supplemental, Group, Accident; Start Date: 01/12/2018; 30 hrs per month; 30 during trading hours. **Italian American Club of Hilton Head; Not Investment Related; 200 Main Street, #101-H, Hilton Head, SC 29926; Board Member; Voting Board Member, votes on different events; Start Date: 01/18/2018; 4 hrs per month; 0 during trading hours. **Hilton Head Wine & Food Festival; Not Investment Related; 19 Executive Park Rd, Hilton Head, SC 29928; Board Member; Event setup; Start Date: 02/01/2018; 1 hrs per month; 0 during trading hours. **Fixed Insurance; Investment Related; Hilton Head, SC; Agent; Accident, Hospital, Terminal Illness, Vision, Dental, Health, Life, DI, Cancer and specific disease; Start Date: 05/20/2019; 6 hrs per month; 6 during trading hours. **Physicians Choice Financial LLC; Not Investment Related; Hilton Head, SC; Owner; LLC established for business and tax purposes; Start Date: 01/01/2012; na hrs per month; na during trading hours. **HILTON HEAD AREA COUNCIL OF ESTATE AND FINANCIAL ADVISORS POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 200 Main Street, Hilton Head Island SC 29926, United States DESCRIPTION: Responsible for bi-monthly meetings/agendas, promote education and professionalism of council. **CHRISTOPHER TASSONE POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2026 ADDRESS: 200 Main Street, Ste 101H, Hilton Head SC 29926, United States DESCRIPTION: Notary Public. Notarize document for clients such as their Principal ARAG documents. Verify signatures.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-07

Designations

• Certified Financial Planner

Other Names

• Christopher L. Tassone